| 1 | | Vice President and Chief Compliance Officer | baton rouge |  US | | | +12252412643 | Citizens Bank And Trust | +12252412643|+12252963763 | Frostproof, Florida, United States | Banking | N/A | +1 2257614170 |
| 2 | | Chief Compliance Officer | new york | US | | | N/A | Kroll Bond Rating Agency, Inc. | +12128264101 | New York, New York, United States | Financial Services | New York, New York, United States | +1 2127020707 |
| 3 | | Chief Compliance Officer, Director of Operations | san francisco | US | | | N/A | Rosenblum Silverman Sutton Investment Counsel (Rssic) | +16174706246|+14156421803|+14158269513 | San Francisco, California, United States | Financial Services | N/A | N/A |
| 4 | | General Counsel, Vice President - Law, Corporate Secretary and Chief Compliance Officer; Consultant | boynton beach | US | | | N/A | Klx Energy Services | +15617930062|+15617538913|+15613518545 | Houston, Texas, United States | Oil & Energy | Houston, Texas, United States | +1 8328441015 |
| 5 | | Chief Operating Officer and Chief Compliance Officer | mountain view | US | | | N/A | Scharf Investments, Llc | +18314296513 | Scotts Valley, California, United States | Investment Management | Scotts Valley, California, United States | +1 8314296513 |
| 6 | | Principal and Chief Compliance Officer | memphis | US | | | N/A | Nesvick Trading Group, Llc | +19017664446 | Germantown, Maryland, United States | Financial Services | Germantown, Maryland, United States | +1 9017664446 |
| 7 | | Chief Compliance Officer and Regional Head of Compliance | new york | US | | | N/A | Commerzbank Ag | +12016771953|+13474139614|+18456424432 | Frankfurt, Hessen, Germany | Investment Banking | N/A | +62 215727118 |
| 8 | | Chief Compliance Officer | memphis | US | | | N/A | Duncan-Williams, Inc. | +19012606800 | Memphis, Tennessee, United States | Financial Services | Memphis, Tennessee, United States | +1 2123646830 |
| 9 | | Director of Operations and Chief Compliance Officer | chicago | US | | | N/A | Matrix Capital Advisors Llc | +13126126100 | Chicago, Illinois, United States | Financial Services | Chicago, Illinois, United States | N/A |
| 10 | | Chief Operating Officer and Chief Compliance Officer | new york | US | | | N/A | Otr Global | +15162230115|+15162239001|+19144604044 | Purchase, New York, United States | Financial Services | Purchase, New York, United States | +1 6174515921 |
| 11 | | Senior Vice President, General Counsel and Chief Compliance Officer | spokane | US | | | N/A | Avista | +15096846434 | Spokane, Washington, United States | Utilities | Spokane, Washington, United States | +1 8037645961 |
| 12 | | Chief Compliance Officer | fort collins | US | | | N/A | Tributary Capital Management | +19704951291 | Cincinnati, Ohio, United States | Investment Management | N/A | N/A |
| 13 | | Vp, Chief Compliance Officer and Associate General Counsel | richmond | US | | | N/A | Westrock Company | +18043496600 | Atlanta, Georgia, United States | Packaging and Containers | Atlanta, Georgia, United States | +1 8286926254 |
| 14 | | Chief Compliance Officer | new york | US | | | N/A | New Mountain Capital | +12127200300 | New York, New York, United States | Financial Services | New York, New York, United States | N/A |
| 15 | | Chief Compliance Officer | saint louis | US | | | N/A | Edward Jones | +13148223297 | St. Louis, Missouri, United States | Legal Services | St. Louis, Missouri, United States | +1 5708889655 |
| 16 | | Chief Compliance Officer and Head of Litigation | new york | US | | | N/A | Silver Point Capital | +12037424000 | Greenwich, Connecticut, United States | Financial Services | Greenwich, Connecticut, United States | N/A |
| 17 | | Managing Director, Chief Compliance Officer | short hills | US | | | N/A | Global Atlantic Financial Group | +17034420670 | New York, New York, United States | Financial Services | N/A | +1 8129336600 |
| 18 | | Evp, General Counsel and Chief Compliance Officer | canton | US | | | N/A | Credit One Bank N.A | +13092243283 | N/A | Financial Services | N/A | N/A |
| 19 | | Vp, Chief Compliance Officer, Davita International | N/A |  NL | | | N/A | Davita | N/A | Denver, Colorado, United States | Law Practice | Denver, Colorado, United States | +1 2815546050 |
| 20 | | Chief Compliance Officer at Ventura County Community Foundation | camarillo | US | | | N/A | Ventura County Community Foundation | N/A | Camarillo, California, United States | Philanthropy | Camarillo, California, United States | +1 8059880196 |