| 1 | | Compliance Officer | louisville |  US | | | +15028076403 | Louisville Metro Government | +15028076403|+15023614853|+15023848965|+15025998125|+15022394504|+18167406671|+19077274499|+15029371046 | Louisville, Kentucky, United States | Government Administration | Louisville, Kentucky, United States | +1 5029333440 |
| 2 | | Vice President and Chief Compliance Officer | baton rouge | US | | | +12252412643 | Citizens Bank And Trust | +12252412643|+12252963763 | Frostproof, Florida, United States | Banking | N/A | +1 2257614170 |
| 3 | | Assistant Corporate Secretary and Deputy Compliance Officer | wheeling | US | | | +18475421858 | Hercules Capital, Inc. | +18475421858 | Palo Alto, California, United States | Legal Services | Palo Alto, California, United States | N/A |
| 4 | | General Counsel, Vice President - Law, Corporate Secretary and Chief Compliance Officer; Consultant | boynton beach | US | | | N/A | Klx Energy Services | +15617930062|+15617538913|+15613518545 | Houston, Texas, United States | Oil & Energy | Houston, Texas, United States | +1 8328441015 |
| 5 | | Chief Compliance Officer | new york | US | | | N/A | Kroll Bond Rating Agency, Inc. | +12128264101 | New York, New York, United States | Financial Services | New York, New York, United States | +1 2127020707 |
| 6 | | Account Executive and Compliance Officer | eagle | US | | | N/A | Johnson Financial Group | +12624704534 | Racine, Wisconsin, United States | Insurance | Racine, Wisconsin, United States | +1 6128510335 |
| 7 | | Assistant Vice President, Compliance Officer | new york | US | | | N/A | Nn Investment Partners | +17187822788|+19175861465 | Holland, North Brabant, Netherlands | Financial Services | N/A | +31 703781781 |
| 8 | | Chief Compliance Officer and Regional Head of Compliance | new york | US | | | N/A | Commerzbank Ag | +12016771953|+13474139614|+18456424432 | Frankfurt, Hessen, Germany | Investment Banking | N/A | +62 215727118 |
| 9 | | Compliance Officer | san francisco | US | | | N/A | First California Mortgage Company | +17072383700 | Petaluma, California, United States | Retail | Petaluma, California, United States | N/A |
| 10 | | Principal and Chief Compliance Officer | memphis | US | | | N/A | Nesvick Trading Group, Llc | +19017664446 | Germantown, Maryland, United States | Financial Services | Germantown, Maryland, United States | +1 9017664446 |
| 11 | | Business Tax Manager and State Regulatory Compliance Officer | darien | US | | | N/A | Bdo Usa, Llp | +16309855425 | Chicago, Illinois, United States | Accounting | Chicago, Illinois, United States | +1 9197549370 |
| 12 | | Chief Operating Officer and Chief Compliance Officer | mountain view | US | | | N/A | Scharf Investments, Llc | +18314296513 | Scotts Valley, California, United States | Investment Management | Scotts Valley, California, United States | +1 8314296513 |
| 13 | | Chief Compliance Officer, Director of Operations | san francisco | US | | | N/A | Rosenblum Silverman Sutton Investment Counsel (Rssic) | +16174706246|+14156421803|+14158269513 | San Francisco, California, United States | Financial Services | N/A | N/A |
| 14 | | Senior Vp-Compliance Officer | hondo | US | | | N/A | Security State Bank | +14052575411 | Oklahoma, United States | Banking | N/A | +1 5077932334 |
| 15 | | Compliance Officer | forked river | US | | | N/A | Preferred Behavioral Health Group | +17327851900 | New Jersey, United States | Mental Health Care | N/A | +1 7323674700 |
| 16 | | Managing Director, Chief Compliance Officer | short hills | US | | | N/A | Global Atlantic Financial Group | +17034420670 | New York, New York, United States | Financial Services | N/A | +1 8129336600 |
| 17 | | Chief Compliance Officer at Ventura County Community Foundation | camarillo | US | | | N/A | Ventura County Community Foundation | N/A | Camarillo, California, United States | Philanthropy | Camarillo, California, United States | +1 8059880196 |
| 18 | | Compliance Officer and Team Lead | long island city | US | | | N/A | Citi | N/A | New York, New York, United States | Financial Services | New York, New York, United States | +1 8006273999 |
| 19 | | Vice President, Senior Compliance Officer, Testing Manager | los angeles | US | | | N/A | Union Bank | N/A | San Francisco, California, United States | Banking | San Francisco, California, United States | +1 4088793300 |
| 20 | | Svp, Senior Risk Compliance Officer | washington | US | | | N/A | Citi | N/A | New York, New York, United States | Banking | New York, New York, United States | +1 8006273999 |