| 1 | | Vice President and Chief Compliance Officer | baton rouge |  US | | | +12252412643 | Citizens Bank And Trust | +12252412643|+12252963763 | Frostproof, Florida, United States | Banking | N/A | +1 2257614170 |
| 2 | | Vice President and Chief Compliance Officer; Public and Government Affairs Advocate | minneapolis | US | | | +19522216267 | Ontario Systems | +19522216267|+19528357449|+13202362452|+16125910121|+16128357449 | Muncie, Indiana, United States | Non-Profit Organization Management | Muncie, Indiana, United States | +1 3308932062 |
| 3 | | Director of Finance and Chief Compliance Officer | san francisco | US | | | +12099886753 | Bay Hills Capital | +12099886753|+14155630161 | San Francisco, California, United States | Financial Services | San Francisco, California, United States | N/A |
| 4 | | Chief Compliance Officer, Director of Operations | san francisco | US | | | N/A | Rosenblum Silverman Sutton Investment Counsel (Rssic) | +16174706246|+14156421803|+14158269513 | San Francisco, California, United States | Financial Services | N/A | N/A |
| 5 | | General Counsel, Vice President - Law, Corporate Secretary and Chief Compliance Officer; Consultant | boynton beach | US | | | N/A | Klx Energy Services | +15617930062|+15617538913|+15613518545 | Houston, Texas, United States | Oil & Energy | Houston, Texas, United States | +1 8328441015 |
| 6 | | Chief Operating Officer and Chief Compliance Officer | mountain view | US | | | N/A | Scharf Investments, Llc | +18314296513 | Scotts Valley, California, United States | Investment Management | Scotts Valley, California, United States | +1 8314296513 |
| 7 | | Principal and Chief Compliance Officer | memphis | US | | | N/A | Nesvick Trading Group, Llc | +19017664446 | Germantown, Maryland, United States | Financial Services | Germantown, Maryland, United States | +1 9017664446 |
| 8 | | Chief Compliance Officer and Regional Head of Compliance | new york | US | | | N/A | Commerzbank Ag | +12016771953|+13474139614|+18456424432 | Frankfurt, Hessen, Germany | Investment Banking | N/A | +62 215727118 |
| 9 | | Chief Compliance Officer | memphis | US | | | N/A | Duncan-Williams, Inc. | +19012606800 | Memphis, Tennessee, United States | Financial Services | Memphis, Tennessee, United States | +1 2123646830 |
| 10 | | Director of Operations and Chief Compliance Officer | chicago | US | | | N/A | Matrix Capital Advisors Llc | +13126126100 | Chicago, Illinois, United States | Financial Services | Chicago, Illinois, United States | N/A |
| 11 | | Principal Vice President, Chief Compliance Officer | washington | US | | | N/A | Burke & Herbert Bank | +17035355810 | Alexandria, Virginia, United States | Financial Services | Alexandria, Virginia, United States | N/A |
| 12 | | Senior Vice President, General Counsel and Chief Compliance Officer | spokane | US | | | N/A | Avista | +15096846434 | Spokane, Washington, United States | Utilities | Spokane, Washington, United States | +1 8037645961 |
| 13 | | Vice President, Chief Legal Officer, Chief Compliance Officer, and Secretary | chicago | US | | | N/A | Harley-Davidson Motor Company | +17178481177 | Milwaukee, Wisconsin, United States | Automotive | Milwaukee, Wisconsin, United States | +1 4143437027 |
| 14 | | Chief Compliance Officer | jersey city | US | | | N/A | Wallachbeth Capital | +12124950270|+15623107647 | Jersey City, New Jersey, United States | Financial Services | Jersey City, New Jersey, United States | +1 6462378585 |
| 15 | | Chief Compliance Officer and Office Manager | vista | US | | | N/A | Wwm Financial | +17607277953|+17609173962 | Carlsbad, California, United States | Financial Services | Carlsbad, California, United States | N/A |
| 16 | | Separate Accounts Chief Compliance Officer | hiawatha | US | | | N/A | Transamerica | +13194324867 | Maryland, United States | Financial Services | N/A | +1 7328474070 |
| 17 | | Senior Vice President, Chief Compliance Officer, General Counsel | boston | US | | | N/A | Acadian Asset Management | +16178503500|+16179463500 | Boston, Massachusetts, United States | Investment Management | Boston, Massachusetts, United States | +1 6178503500 |
| 18 | | Vice President- Chief Compliance Officer | genoa | US | | | N/A | Genoabank | +14198558381 | Genoa, Illinois, United States | Banking | Genoa, Illinois, United States | +1 4197343994 |
| 19 | | Chief Compliance Officer and Office Manager | houston | US | | | N/A | Pelican Energy Partners Lp | +17135597117 | Houston, Texas, United States | Venture Capital & Private Equity | Houston, Texas, United States | N/A |
| 20 | | Chief Compliance Officer | fort collins | US | | | N/A | Tributary Capital Management | +19704951291 | Cincinnati, Ohio, United States | Investment Management | N/A | N/A |