| 1 | | Vice President and Chief Compliance Officer | baton rouge |  US | | | +12252412643 | Citizens Bank And Trust | +12252412643|+12252963763 | Frostproof, Florida, United States | Banking | N/A | +1 2257614170 |
| 2 | | Assistant Corporate Secretary and Deputy Compliance Officer | wheeling | US | | | +18475421858 | Hercules Capital, Inc. | +18475421858 | Palo Alto, California, United States | Legal Services | Palo Alto, California, United States | N/A |
| 3 | | Chief Compliance Officer | new york | US | | | N/A | Kroll Bond Rating Agency, Inc. | +12128264101 | New York, New York, United States | Financial Services | New York, New York, United States | +1 2127020707 |
| 4 | | Senior Vp-Compliance Officer | hondo | US | | | N/A | Security State Bank | +14052575411 | Oklahoma, United States | Banking | N/A | +1 5077932334 |
| 5 | | General Counsel, Vice President - Law, Corporate Secretary and Chief Compliance Officer; Consultant | boynton beach | US | | | N/A | Klx Energy Services | +15617930062|+15617538913|+15613518545 | Houston, Texas, United States | Oil & Energy | Houston, Texas, United States | +1 8328441015 |
| 6 | | Chief Operating Officer and Chief Compliance Officer | mountain view | US | | | N/A | Scharf Investments, Llc | +18314296513 | Scotts Valley, California, United States | Investment Management | Scotts Valley, California, United States | +1 8314296513 |
| 7 | | Business Tax Manager and State Regulatory Compliance Officer | darien | US | | | N/A | Bdo Usa, Llp | +16309855425 | Chicago, Illinois, United States | Accounting | Chicago, Illinois, United States | +1 9197549370 |
| 8 | | Principal and Chief Compliance Officer | memphis | US | | | N/A | Nesvick Trading Group, Llc | +19017664446 | Germantown, Maryland, United States | Financial Services | Germantown, Maryland, United States | +1 9017664446 |
| 9 | | Chief Compliance Officer and Regional Head of Compliance | new york | US | | | N/A | Commerzbank Ag | +12016771953|+13474139614|+18456424432 | Frankfurt, Hessen, Germany | Investment Banking | N/A | +62 215727118 |
| 10 | | Managing Director, Chief Compliance Officer | short hills | US | | | N/A | Global Atlantic Financial Group | +17034420670 | New York, New York, United States | Financial Services | N/A | +1 8129336600 |
| 11 | | Vp, Chief Compliance Officer, Davita International | N/A |  NL | | | N/A | Davita | N/A | Denver, Colorado, United States | Law Practice | Denver, Colorado, United States | +1 2815546050 |
| 12 | | Compliance Officer and Team Lead | long island city | US | | | N/A | Citi | N/A | New York, New York, United States | Financial Services | New York, New York, United States | +1 8006273999 |
| 13 | | Chief Compliance Officer at Ventura County Community Foundation | camarillo | US | | | N/A | Ventura County Community Foundation | N/A | Camarillo, California, United States | Philanthropy | Camarillo, California, United States | +1 8059880196 |
| 14 | | Chief Safety, Quality and Regulatory Compliance Officer | slough |  GB | | | N/A | Rb | N/A | Berks, West Berkshire, United Kingdom | Consumer Goods | Berks, West Berkshire, United Kingdom | +44 1753506800 |
| 15 | | Finance Director, Internal Controls and Chief Compliance Officer | sandwell | GB | | | N/A | Veolia | N/A | France | Environmental Services | N/A | +33 248752569 |
| 16 | | Compliance Officer | shanghai |  CN | | | N/A | Siemens | N/A | Munich, Bavaria, Germany | Legal Services | N/A | +49 211328808 |
| 17 | | Chief Compliance Officer and Dpo | zurich |  CH | | | N/A | Landis+Gyr | N/A | Zug, Switzerland | Electrical/Electronic Manufacturing | N/A | N/A |
| 18 | | General Counsel and Chief Compliance Officer | N/A |  HK | | | N/A | Zuellig Pharma | N/A | Singapore, Singapore | Law Practice | Singapore, Singapore | +65 6565468188 |
| 19 | | Chief Compliance Officer and Counsel | new york | US | | | N/A | Willett Advisors Llc | N/A | New York, New York, United States | Financial Services | New York, New York, United States | N/A |
| 20 | | Senior Business Compliance Officer | cardiff | GB | | | N/A | Cardiff County Council | N/A | Cardiff, Cardiff, United Kingdom | Government Administration | Cardiff, Cardiff, United Kingdom | +44 2920872087 |