| 1 | | Chief Compliance Officer | wilmington |  US | | | +19102091954 | Wilmington Health Associates | +19102091954|+19103413375 | Wilmington, North Carolina, United States | Accounting | Wilmington, North Carolina, United States | N/A |
| 2 | | Chief Compliance Officer | decatur | US | | | +14792639546 | Denali Water Solutions | +14792639546|+12178274237|+12174287702 | Russellville, Arkansas, United States | Environmental Services | Russellville, Arkansas, United States | +1 4794980500 |
| 3 | | Chief Compliance Officer | new york | US | | | N/A | Kroll Bond Rating Agency, Inc. | +12128264101 | New York, New York, United States | Financial Services | New York, New York, United States | +1 2127020707 |
| 4 | | Chief Compliance Officer, Director of Operations | san francisco | US | | | N/A | Rosenblum Silverman Sutton Investment Counsel (Rssic) | +16174706246|+14156421803|+14158269513 | San Francisco, California, United States | Financial Services | N/A | N/A |
| 5 | | General Counsel, Vice President - Law, Corporate Secretary and Chief Compliance Officer; Consultant | boynton beach | US | | | N/A | Klx Energy Services | +15617930062|+15617538913|+15613518545 | Houston, Texas, United States | Oil & Energy | Houston, Texas, United States | +1 8328441015 |
| 6 | | Chief Operating Officer and Chief Compliance Officer | mountain view | US | | | N/A | Scharf Investments, Llc | +18314296513 | Scotts Valley, California, United States | Investment Management | Scotts Valley, California, United States | +1 8314296513 |
| 7 | | Chief Compliance Officer and Regional Head of Compliance | new york | US | | | N/A | Commerzbank Ag | +12016771953|+13474139614|+18456424432 | Frankfurt, Hessen, Germany | Investment Banking | N/A | +62 215727118 |
| 8 | | Chief Compliance Officer, Group Benefits | hartford | US | | | N/A | The Hartford | +12156409709 | Hartford, Connecticut, United States | Insurance | Hartford, Connecticut, United States | +1 8605475000 |
| 9 | | Director of Operations and Chief Compliance Officer | chicago | US | | | N/A | Matrix Capital Advisors Llc | +13126126100 | Chicago, Illinois, United States | Financial Services | Chicago, Illinois, United States | N/A |
| 10 | | General Counsel and Chief Compliance Officer | new york | US | | | N/A | Greywolf Capital Management Lp | +19146960134 | Purchase, New York, United States | Investment Management | Purchase, New York, United States | N/A |
| 11 | | Chief Operating Officer and Chief Compliance Officer | new york | US | | | N/A | Otr Global | +15162230115|+15162239001|+19144604044 | Purchase, New York, United States | Financial Services | Purchase, New York, United States | +1 6174515921 |
| 12 | | Chief Compliance Officer at University of Texas Health Science Center at Tyler | tyler | US | | | N/A | Ut Health Northeast | +19038777916|+19038777680 | Tyler, Texas, United States | Hospital & Health Care | Tyler, Texas, United States | +1 9038777000 |
| 13 | | Senior Vice President, General Counsel and Chief Compliance Officer | spokane | US | | | N/A | Avista | +15096846434 | Spokane, Washington, United States | Utilities | Spokane, Washington, United States | +1 8037645961 |
| 14 | | Vice President, Chief Legal Officer, Chief Compliance Officer, and Secretary | chicago | US | | | N/A | Harley-Davidson Motor Company | +17178481177 | Milwaukee, Wisconsin, United States | Automotive | Milwaukee, Wisconsin, United States | +1 4143437027 |
| 15 | | Chief Compliance Officer | jersey city | US | | | N/A | Wallachbeth Capital | +12124950270|+15623107647 | Jersey City, New Jersey, United States | Financial Services | Jersey City, New Jersey, United States | +1 6462378585 |
| 16 | | Chief Compliance Officer and Office Manager | vista | US | | | N/A | Wwm Financial | +17607277953|+17609173962 | Carlsbad, California, United States | Financial Services | Carlsbad, California, United States | N/A |
| 17 | | Senior Vice President, Chief Compliance Officer, General Counsel | boston | US | | | N/A | Acadian Asset Management | +16178503500|+16179463500 | Boston, Massachusetts, United States | Investment Management | Boston, Massachusetts, United States | +1 6178503500 |
| 18 | | Chief Compliance Officer | fort collins | US | | | N/A | Tributary Capital Management | +19704951291 | Cincinnati, Ohio, United States | Investment Management | N/A | N/A |
| 19 | | Chief Compliance Officer | new york | US | | | N/A | New Mountain Capital | +12127200300 | New York, New York, United States | Financial Services | New York, New York, United States | N/A |
| 20 | | Chief Compliance Officer | saint louis | US | | | N/A | Edward Jones | +13148223297 | St. Louis, Missouri, United States | Legal Services | St. Louis, Missouri, United States | +1 5708889655 |